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{"sheet":"Cover Sheet","index":0,"n_rows":38,"n_cols":11,"rows_kept":38,"cut":false,"hidden":false,"merged":[[12,2,12,9],[12,0,12,1],[16,5,16,9],[14,0,14,1],[14,2,14,6],[23,7,23,9],[18,5,18,9],[19,0,19,9],[23,3,23,6],[22,1,22,9],[27,1,27,2],[9,0,9,9],[8,0,8,9],[21,1,21,2],[13,1,13,9],[20,0,20,1],[14,7,14,9],[21,7,21,9],[20,2,20,9],[11,0,11,9],[10,0,10,9],[32,0,35,9],[16,0,16,1],[18,0,18,1],[15,1,15,9],[23,1,23,2],[24,0,24,9],[29,0,31,9],[25,7,25,9],[28,0,28,9],[27,7,27,9],[26,0,26,9],[27,3,27,6],[38,0,38,9],[17,1,17,9],[21,3,21,6],[37,0,37,9],[36,1,36,8],[25,1,25,2],[25,3,25,6]],"flags":["formulas_cached_only"]}
[" "]
[{"$nulls":10},"Wksh2"]
[{"$nulls":10},"Wksh4"]
[{"$nulls":10},"Wksh6"]
[{"$nulls":10},"Wksh8"]
[{"$nulls":10},"Wksh10"]
[{"$nulls":10},"Wksh12"]
[{"$nulls":10},"Wksh14"]
[]
["FINANCIAL SERVICES REGULATORY AUTHORITY"]
[" Reporting Package for Registered Agents and Registered Trustees "]
[]
["1)Reporting Institution:",null," "]
[]
["2) Type of Licence:",null,"Registered Trustee  / Registered Agent / both (Delete as appropriate)"]
[]
["3) Report Period:",null," "," "," "," "]
[]
["Date of Submission:",null," "," "," "," "]
[]
["4) Contact Information:",null," "]
[null,"Name of person completing form",null," "]
[]
[null,"Position Held",null," "]
[]
[null,"Email Address",null," "]
[]
[null,"Telephone Number",null," "]
[]
["I certify that this information provided in this return accurately reflects the position of the above institution as at the reporting date.  If I subsequently become aware of information indicating that any information may be incorrect in a material particular, I will advise the FSRA accordingly."]
[]
[]
[]
[]
[]
[]
[" "]
["(Signature & Name of Director/Senior Manager)"]

{"sheet":"Background ","index":1,"n_rows":50,"n_cols":6,"rows_kept":50,"cut":false,"hidden":false,"merged":[[31,2,31,5],[33,2,33,5],[26,3,26,5],[26,1,26,2],[27,1,27,2],[34,2,34,5],[28,1,28,2],[28,3,28,5],[32,2,32,5],[27,3,27,5],[6,1,7,2],[8,1,8,2],[51,3,51,4],[40,1,40,5],[46,1,46,5],[1,0,1,5],[2,1,2,5],[47,1,47,5],[41,1,41,5],[29,1,29,5],[9,1,9,2],[10,1,10,2],[11,1,11,2],[12,1,12,2],[13,1,13,2],[0,1,0,5],[3,1,4,5],[5,1,5,5],[6,3,7,5],[8,3,8,5],[25,1,25,2],[21,3,21,5],[15,3,16,5],[22,3,23,5],[24,3,24,5],[21,1,21,2],[15,1,16,2],[22,1,23,2],[24,1,24,2],[20,3,20,5],[14,1,14,2],[14,3,14,5],[17,1,17,2],[18,1,18,2],[19,1,19,2],[20,1,20,2],[18,3,18,5],[13,3,13,5],[25,3,25,5],[17,3,17,5],[19,3,19,5],[9,3,9,5],[11,3,11,5],[10,3,10,5],[12,3,12,5],[44,1,44,5],[45,1,45,5],[39,2,39,5],[35,2,35,5],[38,2,38,5],[36,2,36,5],[42,1,42,5],[43,1,43,5],[37,2,37,5]],"flags":["formulas_cached_only"]}
[null,"FINANCIAL SERVICES REGULATORY AUTHORITY"]
["Employee and Other Background Information"]
[]
[null,"5) Please list the Directors, Senior Managers and Officers, of the licensed institution as at the reporting date. In the case of Directors, please also identify any specific Board Committees or sub-committees of which they are members:"]
[]
[]
[null,"Directors",null,"Committees"]
{"$rows_empty":8}
[null,"Senior Managers",null,"Committees"]
[]
[]
[]
[]
[]
[]
[null,"Officers",null,"Committees"]
[]
[]
[]
[]
[]
[]
[null,"6) Please state number of other employees of the licensed institution at the reporting date:"]
[]
[" ","Number of Employees at","Professionally qualified staff"]
[null,"reporting period","i.e qualification in Trust Management &/or Law"]
{"$rows_empty":7}
[null,"(Where 'employees' are not employed directly by the licensed institution, please indicate name of employer)"]
[]
[]
[]
[]
[]
[]
[null,"7) Insurance Information:"]
[null,"Name of Licensee's insurer","Level of Coverage Held","Level of Excess Payable","Territorial Limits","Details of key exclusions "]
[{"$nulls":4},"Territorial Limits"]

{"sheet":"Financial Statements ","index":2,"n_rows":55,"n_cols":10,"rows_kept":55,"cut":false,"hidden":false,"merged":[[4,1,4,6],[47,1,47,4],[33,1,33,6],[34,1,34,6],[27,1,27,6],[3,1,3,6],[5,1,5,6],[20,0,20,7],[22,1,22,6],[15,1,15,6],[8,1,8,6],[13,0,13,7],[55,1,55,5],[40,1,40,3],[40,4,40,8],[32,2,32,6],[38,1,38,8],[0,0,0,8],[1,0,1,8],[2,0,2,8],[26,1,26,6],[7,1,7,6],[9,1,9,6],[17,1,17,4],[19,1,19,6],[10,1,10,6],[6,1,6,6],[11,1,11,6],[12,1,12,6],[14,1,14,6],[21,1,21,6],[16,1,16,6],[39,1,39,8],[29,1,29,6],[31,2,31,6],[25,1,25,6],[18,1,18,4],[28,1,28,7],[23,1,23,6],[30,1,30,6],[24,1,24,6]],"flags":["formulas_cached_only"]}
["FINANCIAL SERVICES REGULATORY AUTHORITY"]
[" Balance Sheet for the financial year"]
["(In United States dollars rounded to the nearest thousand)"]
["8)","ASSETS"]
[null," ",{"$nulls":5},"Year-End","Previous Year-End"]
["a.","Cash & Cash Equivalent"]
["b.","Investments in Subsidiaries and Associated Companies"]
["c.","Other Investments"]
["d.","Accounts Receivable"]
["e.","Client Funds"]
["f.","Fixed Assets"]
["g.","Other Assets"]
[null,"TOTAL ASSETS",{"$nulls":5},0,0]
[]
[null,"LIABILITIES"]
["a.","Borrowings"]
["b.","Accounts Payable "]
["c.","Client Funds"]
["d.","Other Liabilities "]
[null,"TOTAL LIABILITIES",{"$nulls":5},0,0]
[]
[null,"EQUITY & CAPITAL"]
["a.","Issued Shares and Reserves"]
["b.","Paid in Surplus"]
["c.","Retained Earnings"]
["d.","Profit & Loss Account"]
[null,"TOTAL EQUITY CAPITAL",{"$nulls":5},0,0]
[null,"TOTAL LIABILITIES AND EQUITY CAPITAL",{"$nulls":5},0,0]
[]
[null,"Off Balance Sheet Items"]
[null,"Total Fiduciary Assets"]
[null,null,"a. Discretionary Assets",{"$nulls":4},0,0," "]
[null,null,"b. Non-Discretionary Assets",{"$nulls":4},0,0," "]
[null,"Number of Fiduciary Accounts",{"$nulls":5},0,null," "]
[null,"Number of Fiduciary Accounts",{"$nulls":5},0,0," "]
[]
[]
[]
[null,"Income and Expenditures for the financial year"]
[null,"(In United States dollars rounded to the nearest thousand)"]
[null,"INCOME"]
[null,"Gross fees, commission and other income",null,null,null,"Year-end",null,"Year-end","Previous Year-end"]
[null,null,"(a)","Registered Trustee fees"]
[null," ","(b)","Registered Agent fees"]
[null,null,"(c) ","Other income"]
[]
[null,"TOTAL INCOME",{"$nulls":5},0,0]
[]
[null,"EXPENSES"]
[null," ","(a)","Salaries and employee benefits"]
[null," ","(b)","Legal and professional fees"]
[null," ","(c)","Occupancy and maintenance expenses"]
[null," ","(d)","Other expenses"]
[null,"TOTAL EXPENSES",{"$nulls":5},0,0]
[null,"NET INCOME/(LOSS) FOR THE YEAR",{"$nulls":5},0,0]

{"sheet":"Control Issues ","index":3,"n_rows":29,"n_cols":7,"rows_kept":29,"cut":false,"hidden":false,"merged":[[7,0,7,8],[14,0,15,2],[23,0,24,8],[13,0,13,8],[20,0,21,8],[0,0,0,8],[1,0,1,8],[3,0,3,8],[10,0,10,8],[2,0,2,8],[4,0,4,8],[5,0,5,2],[8,0,9,8],[30,0,30,8],[28,0,29,8],[19,0,19,8],[16,0,16,8],[17,0,18,8],[22,0,22,8],[27,0,27,8],[25,0,25,8],[26,0,26,8]],"flags":["formulas_cached_only"]}
["FINANCIAL SERVICES REGULATORY AUTHORITY"]
["Control Issues"]
[]
["9) Did the institution have to deal with any complaints raised by clients during the last financial year? If so, how many?"]
[]
["10) Were all complaints satisfactorily resolved? ",null,null,"Yes",null,null,"No"]
["(Where cases remain unresolved, please explain state of play)"]
[]
["11) Did the institution have to investigate and/or provide compensation for identified errors and omissions during  the last financial year? If so, how many?"]
[]
[]
["12) Have all identified errors and omissions been resolved? ",null,null,"Yes",null,null,"No"]
["(Where cases remain unresolved, please explain state of play)"]
[]
["13) Did the institution conduct routine compliance reviews of its trust and/or company management business in the last financial year?"]
[null,null,null,"Yes",null,null,"No"]
[]
["14) Was such compliance review work conducted by a) internal audit b) external audit or another third party professional? Please specify"]
[]
[]
["15) As a result of such compliance review work, or arising from the annual audit process, were material findings regarding the institution's control environment brought to the attention of the Board or Senior Management? Please provide details."]
[]
[]
["16) Describe any changes introduced during the year with regard to the procedures employed by the institution in conducting due diligence on all new clients."]
[]
[]
["17) Describe the arrangements in place for  ensuring regular refreshment of due diligence checks on existing clients"]
[]
["18) From which institutions does the licensee accept introduced business and place reliance on the due diligence performed by the introducer? Please list:"]

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["FINANCIAL SERVICES REGULATORY AUTHORITY"]
["Registered Trustee Business"]
[]
[null,"Where no trust business is conducted, this section (questions 19-25) can be ignored"]
[]
[]
[null,"19) Please provide a broad allocation of total trust business undertaken by the institution as at the reporting date, based on the origin of the settlors and beneficiaries:"]
[null,null,"Region",null,"Settlors %","Beneficiaries %"]
[null,"i/","Asia"]
[null,"ii/","Caribbean"]
[null,"iii/","Western Europe"]
[null,"iv/","North America"]
[null,"v/","South America"]
[null,"vi/","Middle East"]
[null,"vii/","Eastern Europe, including Russia"]
[null,"viii/","Others"]
[null,"TOTAL",null,null,0,0]
[]
[]
[null,"20) What is the general nature of the institution's trust business?"]
[null,"Breakdown of trusts",null,null,"Amount ($000)","Number of Trusts"]
[null,"i/","Protective"]
[null,"ii/","Purpose"]
[null,"iii/","Charitable"]
[null,"iv/","Other (please specify)"]
[]
[null,null,"Total ",null,0,0]
[]
[null,"21) During the year, were any new products added or any business or product lines discontinued? Please specify?"]
[]
[]
[]
[null,"22) For how many trusts does the institution hold assets of which manangement is undertaken on a discretionary basis?"]
[]
[]
[null,"23) Please provide a breakdown of the value  of discretionary assets by category:"]
[]
[null,"Report of Assets ",null,null,null,"Amount Total"]
[null,1,"Cash and cash equivalents"]
[null,2,"Notes and bonds"]
[null,3,"Equities"]
[null,4,"Real estate"]
[null,5,"Others"]
[null,null,"Total Number of Discretionary Accounts"]
[]
[null,"[Please use up to date market values where available; where current market values are not available, please annotate accordingly.]"]
[]
[null,"24) In the case of trusts covered by question 22 above: "]
[null,"a) For how many trusts is the management of financial assets currently outsourced? "]
[]
[null,"b) What is the estimated value of total assets for which management is outsourced?"]
[]
[]
[null,"25) Please list the investment managers that are used by the institution for professional asset management."]

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["FINANCIAL SERVICES REGULATORY AUTHORITY"]
["Registered Agent Business"]
[]
[]
[]
["26) Please provide a rough allocation of total number of company management business undertaken by the institution as at the reporting date, based on the origins of the beneficial owners: -"]
[]
[null,null,"Country",{"$nulls":10},"%"]
[]
[null,null,"i/","Asia"]
[]
[null,null,"ii/","Caribbean",{"$nulls":4},"%"]
[]
[null,null,"iii/","Western Europe"]
[]
[null,null,"iv/","North America"]
[]
[null,null,"v/","South America"]
[]
[null,null,"vi/","Eastern Europe, including Russia"]
[null,null,"vii/","Middle East"]
[]
[null,null,"viii/","Others"]
[]
["27)  For how many companies were management services provided as at the reporting date?"]
[]
[]
["28)  Did the services provided by the institution during the year include the following:"]
[{"$nulls":9},"Percentage of companies:"]
[{"$nulls":8},"Managed",{"$nulls":4},"Percentage"]
[]
[null,"a)","Directors",{"$nulls":4},"Yes",null,"No",{"$nulls":4},"%"]
[]
[null,"b)","Nominee shareholders",{"$nulls":4},"Yes",null,"No",{"$nulls":4},"%"]
[]
[null,"c)","Secretarial",{"$nulls":4},"Yes",null,"No",{"$nulls":4},"%"]
[]
[null,"d)","Custodial (bearer shares)",{"$nulls":4},"Yes",null,"No",{"$nulls":4},"%"]
[]
[null,"e)","Company formation agent",{"$nulls":4},"Yes",null,"No",{"$nulls":4},"%"]
[]
[null,"f)","Registered office/business address",{"$nulls":4},"Yes",null,"No",{"$nulls":4},"%"]
[]
[null,"g)","Company officer",{"$nulls":4},"Yes",null,"No",{"$nulls":4},"%"]

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